Securities Research Modernization Act
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Finance and Financial Sector
Rep. Williams, Roger [R-TX-25] (R) — TX
Summary
This bill allows a securities broker or dealer to publish or distribute a research report on a proposed public offering by any issuer without it being considered an offer to sell securities for purposes of registration requirements. Currently, only reports published or distributed regarding a proposed public offering by an emerging growth company fall under this exception.
Legislative subjects
Business records; Finance and Financial Sector; Financial services and investments; Securities
Latest action
Placed on the Union Calendar, Calendar No. 167.
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